Contents
Background
Nondeterministic evaluation is an approach in which choices among multiple alternatives are factored out of an application so as to allow writing the application as if all alternatives were simultaneously being considered. Factoring the application in this way allows using different strategies for searching the space of available choices with no or only small changes to the application code.A truly nondeterministic evaluation would potentially give different results (possibly the same set of results in a different order) each time it is run. In the simplest implementations, the evaluation is actually deterministic and does give the same results every time it is run. A different way of interpreting the phrase "nondeterministic evaluation" is to think of it from the point of view of the application built on top of such an evaluator: the application is written as if the evaluation were nondeterministic, and the decision as to whether the implementation is deterministic or not is entirely within the evaluation package. In other words, the application is not determining the order of evaluation among alternatives, therefore from its perspective the evaluation is nondeterministic. If at some later time the evaluator is replaced by one with the same API but which is truly nondeterministic, the correctly-written application will continue to deliver valid results.
One of the benefits of a nondeterministic evaluation environment is that an application using that environment can (with some assumptions about the application's avoidance of side-effects) transparently be run in a multi-thread, multi-processor or multi-host version of that environment so as to parallelize the computation. Development of such an application can be done on a single-processor workstation using a small dataset, then moved to a more powerful environment for use on the real problem with a much larger dataset.
One simple model of nondeterministic evaluation is the amb evaluator discussed in the MIT "Wizard Book", Structure and Interpretation of Computer Programs (SICP) in Section 4.3. The amb operator was introduced by John McCarthy in his 1963 paper A Basis For a Mathematical Theory of Computation.
Goal
Before getting into the implementation, let's take a look at an example to show where we want to go. SICP starts its section on Logic Puzzles with this example:The following puzzle (taken from Dinesman 1968) is typical of a large class of simple logic puzzles:Here is what the above looks like in my Scala implementation (see the Examples section below for boilerplate):Baker, Cooper, Fletcher, Miller, and Smith live on different floors of an apartment house that contains only five floors. Baker does not live on the top floor. Cooper does not live on the bottom floor. Fletcher does not live on either the top or the bottom floor. Miller lives on a higher floor than does Cooper. Smith does not live on a floor adjacent to Fletcher's. Fletcher does not live on a floor adjacent to Cooper's. Where does everyone live?We can determine who lives on each floor in a straightforward way by enumerating all the possibilities and imposing the given restrictions:(define (multiple-dwelling) (let ((baker (amb 1 2 3 4 5)) (cooper (amb 1 2 3 4 5)) (fletcher (amb 1 2 3 4 5)) (miller (amb 1 2 3 4 5)) (smith (amb 1 2 3 4 5))) (require (distinct? (list baker cooper fletcher miller smith))) (require (not (= baker 5))) (require (not (= cooper 1))) (require (not (= fletcher 5))) (require (not (= fletcher 1))) (require (> miller cooper)) (require (not (= (abs (- smith fletcher)) 1))) (require (not (= (abs (- fletcher cooper)) 1))) (list (list 'baker baker) (list 'cooper cooper) (list 'fletcher fletcher) (list 'miller miller) (list 'smith smith))))Evaluating the expression(multiple-dwelling)
produces the result((baker 3) (cooper 2) (fletcher 4) (miller 5) (smith 1))
MultipleDwelling.scala
class MultipleDwelling extends AmbEval[List[(String,Int)]] { def distinct(vals:List[Int]):Boolean = { vals.distinct.length == vals.length } generate { val baker = amb(List(1,2,3,4,5)) val cooper = amb(List(1,2,3,4,5)) val fletcher = amb(List(1,2,3,4,5)) val miller = amb(List(1,2,3,4,5)) val smith = amb(List(1,2,3,4,5)) require(distinct(List(baker,cooper,fletcher,miller,smith))) require(baker!=5) require(cooper!=1) require(fletcher!=5) require(fletcher!=1) require(miller>cooper) require(scala.math.abs(smith-fletcher)!=1) require(scala.math.abs(fletcher-cooper)!=1) yld(List( ("baker",baker), ("cooper",cooper), ("fletcher",fletcher), ("miller",miller), ("smith",smith))) } }As you can see, it is quite similar to the lisp implementation. In particular, the code that solves this specific problem includes very little other than the statement of the problem: a set of possible values, a set of requirements, and a yielding of the solution. The implementation choices about how to make choices among the alternatives listed in the
amb
expressions and how to
evaluate those alternatives are all handled in the code for the
AmbEval
class.
Of course, you could write something very similar to the above using for-comprehensions with guard statements, and that would likely be more practical for most situations, but besides the fact that you can't currently use a for-comprehension in suspendable (CPS) code and thus can't use that construct in a generator without modifications such as introduced in this post, that's just not as interesting as the amb evaluator.
The authors of SICP note that the evaluation of their straightforward implementation of multiple-dwelling is "very slow". When I execute my version on my desktop machine, it runs in less than 1/100th of a second. If that line was written in the original version of 1980, that same program could have taken 10,000 times as long to run, a couple of minutes - a long time for what seems like a small and simple program.
Implementation
In this post I implement a simple nondeterministic evaluator modeled on the amb evaluator introduced above that allows specific problems to be stated as in the above example and solved by the nondeterministic evaluator.In SICP they build the amb evaluator in lisp along with a REPL that knows how to retrieve and print the multiple results returned by the evaluation. Rather than building my own Scala REPL, I chose to treat the nondeterministic evaluation as a generator. Thus a nondeterministic computation is implemented as a special kind of generator, and it returns its values as does a generator.
In my previous blog post I showed how to use Scala's delimited continuations to create a standalone generator. I now extend that generator to support nondeterministic evaluation. The use of continuations is an essential part of this implementation. Unlike in my previous examples of the use of continuations, where continuations were captured but only executed a single time, in this case a single continuation is executed multiple times.
As seen in the example in the Goal section above, the implementation uses a class called
AmbEval
,
which defines the amb
and require
methods.
AmbEval.scala
package net.jimmc.scoroutine import scala.collection.Iterator import scala.util.continuations._ class AmbEval[T] extends StandaloneGenerator[T] { def amb[A](seq:Iterable[A]):A @cpsParam[Unit,Unit] = { shift { k:(A=>Unit) => val it = seq.iterator reset[Unit,Unit] { //Use of var for v is workaround for Scala bug #3501 var v:A = null.asInstanceOf[A] while (it.hasNext) { v = it.next k(v) stepUntilDone } } } } def require(condition: =>Boolean):Unit @cpsParam[Unit,Unit] = { if (!condition) { amb(List()) } } }The
amb
method is mostly straightforward:
it iterates through the values provided to it and calls the supplied
continuation for each value.
The continuation represents the remainder of the code following the
call to amb
, which means all of the code following the
call to amb
will be executed multiple times, once with
each value supplied to the call to amb
.
Each of these calls is "searching" the solution space using one value
from the set of alternatives supplied to amb
.
When the calling code calls
amb
a second time,
amb
once again
turns around and calls the remaining code multiple times, once for
each value passed to amb
.
Thus the application code following the second call to amb
gets
executed once for each combination of
every value in the first call to amb
times
every value in the second call to amb
,
which is the cross-product of those two set of alternatives.
Likewise if the application has a third or fourth call to amb
;
each call to amb
multiplies the number of times
the following code is executed.
One subtlety of the implementation is the call to
stepUntilDone
.
The call to the continuation k(v)
, which calls the code
in the application following its call to amb
, will return
when that code has finished running; but if that code calls yld
,
it will be suspended, and control will return to amb
after
that suspension.
At this point we need to suspend the amb
code as well, and
when it is resumed, ensure that we resume the continuation code
that we called as k(v)
.
As long as the continuation called from amb
continues to
suspend itself by calling yld
, we need to continue suspending
ourself in the same way.
Once the continuation called from amb
finishes and returns to
amb
without suspending itself, then amb
can continue in its loop and invoke the continuation with the next
selected value.
Note that using the
yld
method to return values from the
generator and allowing multiple calls to yld
by
ensuring that every branch finishes its execution gives
us a capability not in the lisp implementation defined in
SICP and shown above.
In that implementation, a valid choice is indicating by successfully
reaching the end of a branch; the valid value is the return value of
the function.
In our implementation, a single branch can return multiple valid values
by calling yld
multiple times.
This means that, in the Scala spirit,
you are free to write your own code that imperatively determines for itself
the validity of some of the potential alternatives rather than always using
the amb
and require
methods to prune out
invalid alternatives.
The
stepUntilDone
method implements the above algorithm to
ensure that the called continuation completes.
In order to know if the called continuation has suspended itself or
completed execution, stepUntilDone
needs to examine private data
in the
StandaloneGenerator
class, so the
cleanest solution is to add the stepUntilDone
method to that class:
//Part of StandaloneGenerator.scala def stepUntilDone:Unit @suspendable = { //Use of var for saveStep is workaround for Scala bug #3501 var saveStep:(Unit=>Unit) = null while (nextStep.isDefined) { saveStep = nextStep.get suspend //sets nextStep to point here saveStep() } }Note that the previously saved continuation from
nextStep
is saved in the local variable saveStep
, which in turn
is captured as part of the continuation then saved by the call to
suspend
.
This provides a stacking mechanism that allows us to nest multiple calls
to amb
and properly manage the required backtracking.
Since we are using local storage for this, we can have multiple
instances of nondeterministic generators simultaneously suspended.
In both SICP and my implementation, the
amb
function does a depth-first search of the
space of alternatives.
This means it is not suitable for problems that includes multiple
sets of alternatives where one or more sets are infinite.
In fact, it really only does well on collections of sets that are
small enough that the cross-product of all of the sets of choices
can be fully enumerated,
since the code choosing among alternatives makes its choice trivially
and without any knowledge of which choices might be better than others.
Also, the search space must not include any non-terminating branches,
since eventually the algorithm would select that branch and get stuck.
As in SICP, the
require
method simply calls
amb
with no alternatives if its predicate is false,
thus pruning the search tree at that point.
I did not attempt to implement any kind of side-effects backtracking such as capturing changes to global variables and undoing them after a branch finishes. Instead, regarding attempting to use code with side effects within a nondeterministic evaluation block, I offer this common suggestion: Don't Do That!
Examples
Using theAmbEval
class we can easily code up the
examples
given in SICP.
We start with the imports we use for all of the examples below:
import scala.collection.Iterator import scala.util.continuations._ import net.jimmc.scoroutine._Our examples will all be implemented as generator classes that extend the
AmbEval
class.
We can see the results of each such computation by creating an instance of
that class and printing out all of the values returned by the iterator.
To simplify this, we define a little helper function to dump all of
the results of an iterator:
def dump[T](gen:Iterator[T]) { for (x <- gen) println(x) }Here's how we can use this to print the results of evaluating the
MultipleDwelling
class given in the
Goal section above:
dump(new MultipleDwelling)output:
List((baker,3), (cooper,2), (fletcher,4), (miller,5), (smith,1))Here are a few more examples, with their output given in a comment at the end of each code block.
A Pythagorean Triple Between
This problem is from SICP (exercise 4.35):"implement a procedure that finds Pythagorean triples, i.e., triples of integers (i,j,k) between the given bounds such that i < j and i^2 + j^2 = k^2"APythagoreanTripleBetween.scala
class APythagoreanTripleBetween(low:Int,high:Int) extends AmbEval[(Int,Int,Int)] { generate { val i = amb(low to high) val j = amb(i to high) val k = amb(j to high) require(i*i + j*j == k*k) yld((i,j,k)) } }output from
dump(new APythagoreanTripleBetween(1,20))
:
(3,4,5) (5,12,13) (6,8,10) (8,15,17) (9,12,15) (12,16,20)
Liars
This problem is from SICP (exercise 4.42):Solve the following ``Liars'' puzzle (from Phillips 1934):Liars.scalaFive schoolgirls sat for an examination. Their parents -- so they thought -- showed an undue degree of interest in the result. They therefore agreed that, in writing home about the examination, each girl should make one true statement and one untrue one. The following are the relevant passages from their letters:What in fact was the order in which the five girls were placed?
- Betty: ``Kitty was second in the examination. I was only third.''
- Ethel: ``You'll be glad to hear that I was on top. Joan was second.''
- Joan: ``I was third, and poor old Ethel was bottom.''
- Kitty: ``I came out second. Mary was only fourth.''
- Mary: ``I was fourth. Top place was taken by Betty.''
class Liars extends AmbEval[List[(String,Int)]] { def distinct(vals:List[Int]):Boolean = { vals.distinct.length == vals.length } generate { val betty = amb(List(1,2,3,4,5)) val ethel = amb(List(1,2,3,4,5)) val joan = amb(List(1,2,3,4,5)) val kitty = amb(List(1,2,3,4,5)) val mary = amb(List(1,2,3,4,5)) require(distinct(List(betty,ethel,joan,kitty,mary))) require((kitty==2 && betty!=3) || (kitty!=2 && betty==3)) require((ethel==1 && joan!=2) || (ethel!=1 && joan==2)) require((joan==3 && ethel!=5) || (joan!=3 && ethel==5)) require((kitty==2 && mary!=4) || (kitty!=2 && mary==4)) require((mary==4 && betty!=1) || (mary!=4 && betty==1)) yld(List( ("betty",betty), ("ethel",ethel), ("joan",joan), ("kitty",kitty), ("mary",mary))) } }output from
dump(new Liars)
:
List((betty,3), (ethel,5), (joan,2), (kitty,1), (mary,4))
RosettaExample
This problem is from the rosettacode.org wiki page for Amb:The example is using amb to choose four words from the following strings:RosettaExample.scala
set 1: "the" "that" "a"
set 2: "frog" "elephant" "thing"
set 3: "walked" "treaded" "grows"
set 4: "slowly" "quickly"
It is a failure if the last character of word 1 is not equal to the first character of word 2, and similarly with word 2 and word 3, as well as word 3 and word 4. (the only successful sentence is "that thing grows slowly").
class RosettaExample extends AmbEval[List[String]] { generate { def joins(s1:String, s2:String) = s1.endsWith(s2.substring(0,1)) val w1 = amb(List("the","that","a")) val w2 = amb(List("frog","elephant","thing")) val w3 = amb(List("walked","treaded","grows")) val w4 = amb(List("slowly","quickly")) require(joins(w1,w2)) require(joins(w2,w3)) require(joins(w3,w4)) yld(List(w1,w2,w3,w4)) } }output from
dump(new RosettaExample)
:
List(that, thing, grows, slowly)
Other Implementations
If you poke around on the net you can find implementations of nondeterministic evaluators such as the amb evaluator. Some of these implementations suffer from one or more of three problems:- They use a for-comprehension or direct sequence iteration rather than an external amb evaluator. To see the difference, consider how the code would have to be modified in order to choose alternatives from each set of choices in random order rather than left-to-right. In an amb evaluator, this change can be made in one place.
- They don't separate the application requirements from the mechanism that makes choices among alternatives. This can be seen by considering how a second example problem would be implemented in the same framework. It should be possible to implement the second problem by sharing code used in the implementation of the first problem but without either modifying or duplicating any code from the first problem.
- They use a global variable to store a stack of continuations. This makes it impossible to run two independent nondeterministic evaluations at the same time.
- RosettaCode, implementations in many languages - but many of the implementations suffer from the problems listed above. In particular, the Scala implementation uses direct sequence iteration (in the form of a recursive tail operation on a list) and does not separate the application requirements (of first and last letters of adjacent words being the same) from the mechanism that makes choices among alternatives.
- Nondeterministic evaluation in under 300 bytes of Python - Uses a global variable to store a stack of continuations.
- Ruby - Uses a global variable to store a stack of continuations.
- C#, Linq - Uses direct sequence iteration.
- Scheme
- Angelic choice - always avoids choices that lead to nonterminating branches.
- Demonic choice - always makes choices that lead to nonterminating branches.
- Erratic choice - choices may or may not lead to nonterminating branches.